East Rock Capital, LLC

RIASEC RegisteredEst. 2012

Total AUM

$4.8B

Discretionary

$4.8B

100% of AUM

Avg account

$280M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 157433
Registered since: February 27, 2012
Website: eastrockcap.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles99.21%
HNWI0.79%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

East Rock Capital, LLC is an SEC-registered LLC that operates as both an investment manager and a capital allocator. The firm runs and advises pooled vehicles (including hedge and private equity funds), serves as sponsor/GP and as a CPO/CTA, and also selects and allocates to other advisers. Its client base combines high-net-worth individuals and families with institutional investors. Compensation mixes a percentage-of-AUM management fee with performance-based fees, reflecting a structure common to managers that run incentive-aware strategies. The firm does not identify as an ESG-focused investor.