Klaas Financial Asset Advisors, LLC

RIASEC RegisteredEst. 2014
Total AUM
$758M
Discretionary
$758M
100% of AUM
Avg account
$282K
Accounts
2,687
Employees
15
Advisory reps
16

Firm details

Headquarters
Loves Park, Illinois
CRD number
121399
Registered since
April 9, 2014
Website
klaasfinancial.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI51.64%
  • Individuals48.2%
  • Corporations / Businesses0.15%
  • Charitable Organizations0.01%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Klaas Financial Asset Advisors, LLC is an independent, SEC-registered advisory firm organized as an LLC and operating since 2014. The firm is owned by an individual and focuses on serving individual and family clients. Its service mix includes financial planning, discretionary portfolio management for individuals and small businesses, pension consulting, manager selection, regularly published newsletters or periodicals, and educational seminars or workshops. Klaas Financial reports a multi-fee structure—percentage of AUM, hourly, fixed fees and other arrangements—and identifies itself as a capital allocator that places client assets with external managers when appropriate. The firm does not flag itself as an active ESG investor. Klaas Financial was recognized as a Top RIA Firm by FA Magazine in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Cash & Cash Equivalents 2%98%
  • Public Funds/Mutual Funds98%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 5
  • Rita Rhodes

    Rita Rhodes

    Chief Compliance OfficerCRD 4783457

  • Joshua Stirling

    Joshua Stirling

    Chief Investment OfficerCRD 6865628

  • Craig Klaas

    Craig Klaas

    President and CEOCRD 5180709

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Contacts

3 of 11
  • Eric Schwartz

    Eric Schwartz

    Investment Adviser RepresentativeCRD 6229045

  • Eric Schmitz

    Eric Schmitz

    ParaplannerCRD 7353960

  • Alyssa Ebert

    Alyssa Ebert

    Investment Adviser RepresentativeCRD 7191927

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 65

Active vs passive

$1B in ETFs

Passive

41%

$431M

Active

15%

$615M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$225M2,560,88121.50%
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Location

Primary office

Loves Park, IL

Winnebago

Location

Loves Park, IL

Headquartered in Loves Park, IL, anchoring the Rockford-Freeport-Rochelle, IL metro in the Midwest.

Metro area
Rockford-Freeport-Rochelle, IL
Region
Midwest
County
Winnebago
Address
4707 Perry Ridge Ln
Time zone
CT (UTC-6)
Office locations

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