Klaas Financial Asset Advisors, LLC
Firm details
- Headquarters
- Loves Park, Illinois
- CRD number
- 121399
- Registered since
- April 9, 2014
- Website
- klaasfinancial.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI51.64%
- Individuals48.2%
- Corporations / Businesses0.15%
- Charitable Organizations0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Klaas Financial Asset Advisors, LLC is an independent, SEC-registered advisory firm organized as an LLC and operating since 2014. The firm is owned by an individual and focuses on serving individual and family clients. Its service mix includes financial planning, discretionary portfolio management for individuals and small businesses, pension consulting, manager selection, regularly published newsletters or periodicals, and educational seminars or workshops. Klaas Financial reports a multi-fee structure—percentage of AUM, hourly, fixed fees and other arrangements—and identifies itself as a capital allocator that places client assets with external managers when appropriate. The firm does not flag itself as an active ESG investor. Klaas Financial was recognized as a Top RIA Firm by FA Magazine in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds98%
- Cash & Cash Equivalents2%
Owners & executives
3 of 5
Kyle Kite
Chief Financial OfficerCRD 5689373
Craig Klaas
President and CEOCRD 5180709
Joshua Stirling
Chief Investment OfficerCRD 6865628
Contacts
3 of 11
Eric Schwartz
Investment Adviser RepresentativeCRD 6229045
Nathan Breiby
Investment Adviser RepresentativeCRD 6233768
Aaron Schueller
Retirement Plans Business LeadCRD 6817440
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 65Active vs passive
$1B in ETFs
41%
$431M
15%
$615M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $225M | 2,560,881 | 21.50% |
Location
Loves Park, IL
Winnebago
Location
Loves Park, IL
Headquartered in Loves Park, IL, anchoring the Rockford-Freeport-Rochelle, IL metro in the Midwest.
- Metro area
- Rockford-Freeport-Rochelle, IL
- Region
- Midwest
- County
- Winnebago
- Address
- 4707 Perry Ridge Ln
- Time zone
- CT (UTC-6)
- Office locations
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