Kingdon Capital Management, L.L.C.

RIASEC RegisteredEst. 2012
Total AUM
$960M
Discretionary
$960M
100% of AUM
Avg account
$120M
Accounts
8
Employees
19
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
157509
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Kingdon Capital Management, L.L.C. operates as an SEC‑registered hedge fund adviser organized as an LLC. The firm has been registered with the SEC since 2012 and serves primarily institutional clients. Its compensation model combines a percentage of assets under management with performance‑based fees. Regulatory and business descriptions identify Kingdon as a commodity pool operator/commodity trading adviser (CPO/CTA) and as a sponsor/GP/managing member of pooled investment vehicles; its advisory scope includes portfolio management for individuals and small businesses, pooled vehicles, institutions, and the selection of third‑party advisers. The firm does not identify as an active ESG investor or as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • William Walsh

    CFOCRD 6019879

  • Richard Weinstein

    Richard Weinstein

    Chief Operating Officer & General CounselCRD 4387384

Contacts

1 of 1
  • Mark Kingdon

    ShareholderCRD 6019878

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$20.7M in ETFs

Passive

100%

$20.7M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO SOLAR ETF (TAN)InvescoPassiveMiscellaneous Sector$10.4M175,00050.00%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
152 W 57th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth