Grace & White, Inc

RIASEC Registered
Total AUM
$964M
Discretionary
$964M
100% of AUM
Avg account
$2.8M
Accounts
349
Employees
5
Advisory reps
9

Firm details

Headquarters
New York, New York
CRD number
110761
Registered since
May 13, 1977
Custodians
TOCQUEVILLE SECURITIES L.P., BUTTERFIELD TRUST (BERMUDA) LIMITED, ASCENT PRIVATE CAPITAL MANAGEMENT OF U.S. BANK
Fee structure
Percentage of AUM
Client types
  • HNWI94.6%
  • Pension & Profit Sharing Plans2.96%
  • Corporations / Businesses1.09%
  • Individuals0.85%
  • Charitable Organizations0.5%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Grace & White, Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 1977. The firm provides portfolio management primarily for individuals and small businesses and serves both individual/family and institutional clients. Its advisory fees are charged as a percentage of assets under management. The firm reports a preference for equity investments and does not identify as an active ESG investor or a multi-state adviser. Grace & White does not operate as a capital allocator; instead it manages client portfolios directly and supplements them with third-party products.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, US Government Bonds 24%, Cash & Cash Equivalents 12%, Other 3%, Investment Grade Corp Bonds 1%60%
  • Exchange Traded Equities60%
  • US Government Bonds24%
  • Cash & Cash Equivalents12%
  • Other3%
  • Investment Grade Corp Bonds1%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
515 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth