Ketron Financial LLC
Firm details
- Headquarters
- Novato, California
- CRD number
- 330807
- Registered since
- May 6, 2024
- Website
- www.ketronfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI84.73%
- Individuals13.02%
- Charitable Organizations1.49%
- Pension & Profit Sharing Plans0.65%
- Corporations / Businesses0.1%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Ketron Financial LLC is an independent registered investment adviser that provides financial planning and portfolio management primarily for individuals, families and small businesses, while also working with institutional clients. The firm charges a mix of percentage-of-AUM and fixed fees and describes its advisory focus as financial planning and discretionary portfolio management. Ketron Financial registered with the SEC in 2024 and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities78%
- Public Funds/Mutual Funds18%
- Cash & Cash Equivalents2%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 4Ruth Aguirre
Operations ManagerCRD 4569232
Courtenay Wise
Investment AdvisorCRD 6556497
Russell Ketron
Wealth ConsultantCRD 268772
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 25Active vs passive
$20.9M in ETFs
97%
$20.2M
3%
$711K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $6.1M | 8,243 | 29.01% |
Location
Novato, CA
Marin
Location
Novato, CA
Headquartered in Novato, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Marin
- Address
- 1500 Grant Ave
- Time zone
- PT (UTC-8)
- Office locations
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