Alpha Wealth Management And Planning LLC

RIASEC RegisteredEst. 2016

Total AUM

$320M

Discretionary

$310M

97% of AUM

Avg account

$226K

Accounts

1,417

Employees

Advisory reps

Firm details

Headquarters: Novato, California
CRD number: 163917
Registered since: October 27, 2016
Website: www.alphawmp.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI67.81%
Individuals26.32%
Pension & Profit Sharing Plans3.87%
Charitable Organizations1.86%
Corporations / Businesses0.14%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Alpha Wealth Management And Planning LLC is an independent, SEC-registered registered investment adviser formed in 2016 and organized as an LLC under individual ownership. The firm serves both individual and family clients as well as institutional clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee arrangements include percentage-of-AUM billing, hourly charges, and fixed fees. The firm does not identify as an active ESG investor and is not described as a capital allocator or a related adviser in its disclosures.