Kestra Advisory Services, LLC

RIASEC RegisteredEst. 1998
Total AUM
$79.8B
Discretionary
$62.1B
78% of AUM
Avg account
$415K
Accounts
192,439
Employees
1,359
Advisory reps
1,437

Firm details

Headquarters
Austin, Texas
CRD number
283330
Registered since
December 31, 1998
Website
www.kestrafinancial.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI58.66%
  • Individuals30.75%
  • Pension & Profit Sharing Plans7.94%
  • Corporations / Businesses2.2%
  • Charitable Organizations0.37%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Kestra Advisory Services, LLC is an SEC-registered LLC that provides advisory and wealth-management services to both individual/family and institutional clients. The firm offers financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and selection-of-other-adviser services. Its fee schedules include percentage-of-AUM arrangements as well as hourly and fixed-fee engagements. Kestra maintains relationships across the financial services ecosystem — including broker-dealer, trust company and insurance company affiliations — and operates as an advisor and intermediary in those channels.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 71%, Exchange Traded Equities 19%, Cash & Cash Equivalents 5%, State & Local Bonds 2%, Investment Grade Corp Bonds 2%, US Government Bonds 1%71%
  • Public Funds/Mutual Funds71%
  • Exchange Traded Equities19%
  • Cash & Cash Equivalents5%
  • State & Local Bonds2%
  • Investment Grade Corp Bonds2%

Owners & executives

3 of 62
  • Richard Webb

    Richard Webb

    President, Chief Investment OfficerCRD 1440810

  • Yanni Niebuhr

    Yanni Niebuhr

    Chief Financial OfficerCRD 5940240

  • Erin Luise

    Erin Luise

    Chief of OperationsCRD 4397216

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Contacts

3 of 1375
  • Robert Henry

    Robert Henry

    PartnerCRD 6326536

  • Pamela Vanone

    Pamela Vanone

    DirectorCRD 4605823

  • George Bowen

    George Bowen

    FounderCRD 2919183

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2,020

Active vs passive

$22.6B in ETFs

Passive

66%

$14.9B

Active

28%

$7.7B

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$589M799,4412.60%
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Location

Primary office

Austin, TX

Travis

Location

Austin, TX

Headquartered in Austin, TX, in the South of the United States.

Region
South
County
Travis
Address
5707 Southwest Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth