Kelsey Financial, LLC
Firm details
- Headquarters
- Moorpark, California
- CRD number
- 314950
- Registered since
- January 30, 2024
- Website
- www.kelseyfinancial.net
- Custodians
- 3000 SCHWAB WAY
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI73.58%
- Individuals24.71%
- Other Investment Advisers1.12%
- Other0.59%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Kelsey Financial, LLC is an independent, owner-operated registered investment adviser structured as an LLC. The firm is SEC-registered (2024) and identifies as a capital allocator serving both individual and family clients as well as institutional clients. Its advisory menu covers financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, selection of other advisers, pension consulting services, and educational seminars/workshops. The firm also operates as an insurance broker and bills clients through a mix of percentage-of-AUM fees, hourly charges, and fixed fees. Kelsey Financial does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities19%
- State & Local Bonds9%
- Cash & Cash Equivalents6%
- US Government Bonds3%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$95.7M in ETFs
98%
$93.7M
0%
$1.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $25.1M | 33,862 | 26.19% |
Location
Moorpark, CA
Ventura
Location
Moorpark, CA
Headquartered in Moorpark, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 485 E High St
- Time zone
- PT (UTC-8)
- Office locations
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