KEEFE, BRUYETTE & WOODS, INC.

Broker-DealerFINRA MemberEst. 1962
Total AUM
Advisory reps
249
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
481
Registered since
July 6, 1962
Website
kbw.com

Firm profile

FINTRX

Overview

Keefe, Bruyette & Woods, Inc. is organized as a corporation and is classified as an investment bank. The firm’s SEC registration dates back to 1962. Ownership is listed as domestic entities and individuals. The firm's snapshot indicates it does not act as a capital allocator and is not flagged as an active ESG investor. It is not identified as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The standard snapshot fields for client base, fee structure, business activities and advisory activities were not populated in the source data.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • CHELSEA GUTHRIE

    Chief Operating OfficerCRD 5181310

  • RICHARD SMITH

    CFO and Managing DirectorCRD 1333488

  • MARY JOHNSTONE

    Chief Compliance OfficerCRD 1170408

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Contacts

3 of 245
  • RYAN TOMASELLO

    Managing DirectorCRD 5943112

  • MATTHEW SCHNEIDER

    Managing DirectorCRD 6082622

  • ASHWAN BIMBHET

    DirectorCRD 5146423

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
787 7th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth