Keefe, Bruyette & Woods, Inc.

Broker-DealerFINRA MemberEst. 1962
Total AUM
—
Advisory reps
245
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
481
Registered since
July 6, 1962
Website
kbw.com

Firm profile

FINTRX

Overview

Keefe, Bruyette & Woods, Inc. is organized as a corporation and is classified in the data as an investment bank. The firm has been registered with the SEC since 1962. Ownership is described as a mix of a domestic entity and individual interests. The firm’s profile metadata indicates it is not acting as a capital allocator and is not flagged as an active ESG investor. It is not identified as a multistate adviser, a newly formed adviser, a pension consultant, or a related adviser in the supplied dataset. The source material does not itemize the firm’s fee model, client segments, or specific advisory and trading business lines.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Mary Johnstone

    Mary Johnstone

    Chief Compliance OfficerCRD 1170408

  • Richard Smith

    Richard Smith

    CFO and Managing DirectorCRD 1333488

  • Christopher Orszulak

    Co-ceoCRD 4451132

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Contacts

3 of 241
  • Dustin Behan

    Compliance ManagerCRD 6253127

  • Deborah Burlingame

    Commissions ManagerCRD 5387818

  • Matthew Land

    Matthew Land

    Compliance DirectorCRD 5471883

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
787 7th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth