KEATING FINANCIAL ADVISORY SERVICES

RIASEC RegisteredEst. 2022
Total AUM
$1.5B
Discretionary
$905M
62% of AUM
Avg account
$223K
Accounts
6,516
Employees
65
Advisory reps
30

Firm details

Headquarters
MANHATTAN, Kansas
CRD number
142772
Registered since
October 21, 2022
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals51.11%
  • HNWI37.43%
  • Corporations / Businesses8.58%
  • Pension & Profit Sharing Plans1.55%
  • Charitable Organizations0.99%
Services
Financial PlanningPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Keating Financial Advisory Services is an independent registered investment adviser formed as a corporation and registered with the SEC in 2022. The firm is individually owned and serves both individual/family and institutional clients. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Core advisory offerings listed by the firm include comprehensive financial planning, pension consulting and educational seminars/workshops. The firm does not identify as an active ESG investor and is not structured as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Public Funds/Mutual Funds 24%, Cash & Cash Equivalents 10%, Derivatives 8%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%54%
  • Exchange Traded Equities54%
  • Public Funds/Mutual Funds24%
  • Cash & Cash Equivalents10%
  • Derivatives8%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • JONATHAN LARSEN

    Chief Compliance OfficerCRD 4934009

Contacts

3 of 29
  • Dinah Bird-Westerfield

    Director of Financial PlanningCRD 2131274

  • MARK WEDDLE

    Senior Vice PresidentCRD 2799835

  • Nathan Matlack

    Associate Financial AdvisorCRD 8213870

Unlock 26 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 677

Active vs passive

$393M in ETFs

Passive

46%

$182M

Active

51%

$211M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU)DimensionalActiveLarge Blend$41.9M928,85910.66%

Location

Primary office

MANHATTAN, KS

RILEY

Location

MANHATTAN, KS

Headquartered in MANHATTAN, KS, in the Midwest of the United States.

Region
Midwest
County
RILEY
Address
1011 Poyntz Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth