FCI ADVISORS

RIASEC RegisteredEst. 1995
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$2.1M
Accounts
715
Employees
22
Advisory reps
15

Firm details

Headquarters
OVERLAND PARK, Kansas
CRD number
106398
Registered since
January 12, 1995
Custodians
5901 COLLEGE BOULEVARD SUITE 100, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, UBS FINANCIAL SERVICES INC.
Fee structure
Percentage of AUM
Client types
  • Banking / Thrift Institutions36.06%
  • State / Municipal Government23.31%
  • Pension & Profit Sharing Plans11.78%
  • Pooled Investment Vehicles9.32%
  • Individuals8.36%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

FCI Advisors is a fee-based registered investment adviser organized as a corporation and operating since 1995. The firm provides portfolio management across individual and family clients as well as institutional accounts, charging a percentage-of-AUM fee. Its advisory remit spans separately managed accounts, investment companies, pooled vehicles and institutional/business portfolios, and its filings indicate the firm can serve as sponsor, general partner or managing member of pooled investment vehicles. FCI Advisors does not self-identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 62%, US Government Bonds 34%, Cash & Cash Equivalents 3%, Public Funds/Mutual Funds 1%62%
  • Investment Grade Corp Bonds62%
  • US Government Bonds34%
  • Cash & Cash Equivalents3%
  • Public Funds/Mutual Funds1%

Owners & executives

3 of 3
  • WILLIAM KOEHLER

    President, CEOCRD 2728319

  • AMY SCHAFF

    Senior Vice President & Chief Compliance OfficerCRD 5116667

  • GARY CLOUD

    Co-Chief Investment OfficerCRD 1106183

Contacts

3 of 12
  • ALFRED HAGEMANN

    DirectorCRD 4743343

  • BRADLEY BERGMAN

    DirectorCRD 4356580

  • JAMES BRAUNSDORF

    Vice President & Portfolio ManagerCRD 5392924

Unlock 9 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 12

Active vs passive

$70.9M in ETFs

Passive

100%

$70.9M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$53.6M82,13175.63%

Location

Primary office

OVERLAND PARK, KS

JOHNSON

Location

OVERLAND PARK, KS

Headquartered in OVERLAND PARK, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
JOHNSON
Address
5901 College Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth