Kearns and Associates, LLC

RIASEC Registered

Total AUM

$1.2B

Discretionary

$621M

53% of AUM

Avg account

$22.2M

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 157449
Registered since: March 27, 2012
Custodians: CHARLES SCHWAB & CO., INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI66.83%
Charitable Organizations33.17%
Services: Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Kearns and Associates, LLC is an independent, owner-operated RIA organized as an LLC and registered with the SEC in 2012. The firm focuses on portfolio management for individuals and small businesses and acts as a capital allocator that also selects third‑party advisers on behalf of clients. Its client base is primarily individuals and families, and it charges either a percentage of assets under management or fixed fees for advisory services. The firm does not characterize itself as an active ESG investor and the ADV indicates it does not operate as a multi‑state or pension consultant adviser.