KBS Capital Markets Group LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Newport Beach, California
CRD number
132299
Registered since
October 22, 2004

Firm profile

FINTRX

Overview

KBS Capital Markets Group LLC is organized as a limited liability company and is recorded as having registered with the SEC in 2004. Filings indicate ownership that includes both a domestic entity and individuals. The firm’s profile lists a handful of regulatory and operational flags: it is marked as not being a capital allocator, not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. The firm is not identified as an active ESG investor. Public disclosures for business activities, advisory services, fee arrangements, and client makeup are sparse; the firm has provided little detailed information about its investment approach or service offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Michael Zapata

    Compliance OfficerCRD 2422544

  • Matthew Crary

    Matthew Crary

    Associate Vice PresidentCRD 4181506

  • Kenny Tam

    Kenny Tam

    Accounting ManagerCRD 7872457

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
800 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth