Joseph Seep & Associates, LLC

RIASEC Registered
Total AUM
$35.4M
Discretionary
$0
0% of AUM
Avg account
$202K
Accounts
175
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
117256
Custodians
AMERICAN FUNDS & TRUSTS INCORPORATED
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals60.79%
  • HNWI39.21%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Joseph Seep & Associates, LLC is an independent registered investment advisor (RIA) that operates as a limited liability company. The firm focuses on providing financial planning services and portfolio management primarily for individual and family clients. Joseph Seep & Associates, LLC also engages in insurance brokerage activities, which complements their advisory services. The firm does not classify itself as a capital allocator and is not involved in ESG investing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Contacts

1 of 1
  • Joseph Seep

    Registered RepresentativeCRD 2328661

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth