Joseph Seep & Associates, LLC
RIAState Registered
Total AUM
$35.4M
Discretionary
$0
0% of AUM
Avg account
$202K
Accounts
175
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 117256
- Custodians
- AMERICAN FUNDS & TRUSTS INCORPORATED
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals60.79%
- HNWI39.21%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Joseph Seep & Associates, LLC is an independent registered investment advisor (RIA) that operates as a limited liability company. The firm focuses on providing financial planning services and portfolio management primarily for individual and family clients. Joseph Seep & Associates, LLC also engages in insurance brokerage activities, which complements their advisory services. The firm does not classify itself as a capital allocator and is not involved in ESG investing.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds100%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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