John A. Wolfe & Associates, Inc.
Firm details
- Headquarters
- Portage, Michigan
- CRD number
- 110799
- Registered since
- March 16, 1990
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI78.05%
- Individuals20.75%
- Pension & Profit Sharing Plans1.2%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
John A. Wolfe & Associates, Inc. is a privately owned advisory corporation registered with the SEC since 1990 that provides portfolio management primarily to individuals, families and small businesses, with some institutional clients. The firm charges both percentage-of-AUM and fixed fees and reports its core advisory activity as discretionary portfolio management for individuals and small businesses. It does not identify as an ESG-driven manager, does not operate as a multi-state adviser, and is not positioned as a pension consultant or a manager-of-managers capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds50%
- Exchange Traded Equities31%
- Cash & Cash Equivalents9%
- US Government Bonds7%
- Other6%
Owners & executives
2 of 2Beth Dickinson
Chief Compliance OfficerCRD 2859731
John Wolfe
President and Chief Portfolio ManagerCRD 1218558
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$74.1M in ETFs
46%
$34.3M
52%
$39.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO SHORT TERM MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND (SMMU) | PIMCO | Active | Muni National Short | $20.4M | 403,445 | 27.48% |
Location
Portage, MI
Kalamazoo
Location
Portage, MI
Headquartered in Portage, MI, anchoring the Kalamazoo-Battle Creek-Portage, MI metro in the Midwest.
- Metro area
- Kalamazoo-Battle Creek-Portage, MI
- Region
- Midwest
- County
- Kalamazoo
- Address
- 440 W Centre Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Bright Financial Advisors, Inc.
RIAPortage, MI
626 Financial, LLC
RIAPortage, MI
PPS & V Asset Management Consultants Inc
RIAPortage, MI
LVM Capital Management Ltd
RIAPortage, MI
Haverdink Financial Management, LLC
RIAPortage, MI
Infinity Advisory Group
RIAPortage, MI