626 Financial, LLC

RIASEC Registered
Total AUM
$380M
Discretionary
$377M
99% of AUM
Avg account
$299K
Accounts
1,270
Employees
5
Advisory reps
5

Firm details

Headquarters
Portage, Michigan
CRD number
306474
Registered since
January 22, 2021
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM
Client types
  • HNWI73.09%
  • Individuals26.05%
  • Pension & Profit Sharing Plans0.81%
  • Charitable Organizations0.05%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

626 Financial, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm is SEC‑registered (registration year 2021) and serves primarily individual and family clients on a fee‑as‑a‑percentage‑of‑AUM basis. Its advisory services include financial planning and portfolio management for individuals, small businesses and institutions, along with pension consulting services. The firm reports a preference for equity exposure and does not identify as an active ESG investor or a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Public Funds/Mutual Funds 31%, Cash & Cash Equivalents 2%, State & Local Bonds 1%, Other 1%65%
  • Exchange Traded Equities65%
  • Public Funds/Mutual Funds31%
  • Cash & Cash Equivalents2%
  • State & Local Bonds1%
  • Other1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 62

Active vs passive

$161M in ETFs

Passive

83%

$134M

Active

16%

$26.7M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE US TOTAL DIVIDEND FUND (DTD)Wisdom TreePassiveLarge Value$28.7M307,01617.83%

Location

Primary office

Portage, MI

Kalamazoo

Location

Portage, MI

Headquartered in Portage, MI, anchoring the Kalamazoo-Battle Creek-Portage, MI metro in the Midwest.

Metro area
Kalamazoo-Battle Creek-Portage, MI
Region
Midwest
County
Kalamazoo
Address
7950 Moorsbridge Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth