626 Financial, LLC
Firm details
- Headquarters
- Portage, Michigan
- CRD number
- 306474
- Registered since
- January 22, 2021
- Website
- www.626financial.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI73.09%
- Individuals26.05%
- Pension & Profit Sharing Plans0.81%
- Charitable Organizations0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
626 Financial, LLC is an independent registered investment adviser formed as a limited liability company and registered with the SEC in 2021. Ownership is held by an individual principal and the firm primarily serves individual and family clients on a percentage-of-AUM fee schedule. Its stated advisory services encompass financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. The firm does not identify as an active ESG investor, is not a capital allocator, and is not described as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Public Funds/Mutual Funds31%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
- Other1%
Contacts
3 of 5
Ryan Howard
Wealth AdvisorCRD 5704424
Ann Davis
Operations ManagerCRD 5829092
Thomas Anderton
Managing DirectorCRD 4972508
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 116Active vs passive
$321M in ETFs
84%
$269M
16%
$51.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE US TOTAL DIVIDEND FUND (DTD) | Wisdom Tree | Passive | Large Value | $28.5M | 305,791 | 8.88% |
Location
Portage, MI
Kalamazoo
Location
Portage, MI
Headquartered in Portage, MI, anchoring the Kalamazoo-Battle Creek-Portage, MI metro in the Midwest.
- Metro area
- Kalamazoo-Battle Creek-Portage, MI
- Region
- Midwest
- County
- Kalamazoo
- Address
- 7950 Moorsbridge Rd
- Time zone
- ET (UTC-5)
- Office locations
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