Joel R. Mogy Investment Counsel Inc.
Firm details
- Headquarters
- Beverly Hills, California
- CRD number
- 111622
- Registered since
- October 1, 1980
- Website
- www.mogy.com
- Custodians
- CHARLES SCHWAB & CO., INC., CITIBANK, N.A., CITI PRIVATE BANK
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI95.95%
- Charitable Organizations2.6%
- Pension & Profit Sharing Plans0.84%
- Individuals0.58%
- Corporations / Businesses0.02%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Joel R. Mogy Investment Counsel Inc. is a corporation registered with the SEC since 1980 that provides portfolio management for individual and family clients as well as for businesses and institutions. The firm reports an individual owner type and operates under an unclassified adviser designation. Its client base spans high-net-worth individuals and institutional accounts, and its fee arrangements include percentage-of-assets, fixed fees, and other fee structures. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities81%
- Cash & Cash Equivalents16%
- US Government Bonds1%
- State & Local Bonds1%
- Public Funds/Mutual Funds1%
Owners & executives
1 of 1Kelly Mccarrell
Chief Administrative OfficerCRD 4769855
Contacts
3 of 4
Joel Mogy
PresidentCRD 4393052
Daniel Inlender
Vice PresidentCRD 7363498
Bradford Stelzer
Vice PresidentCRD 7363500
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 47Active vs passive
$29.2M in ETFs
89%
$26M
1%
$3.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $3.9M | 5,229 | 13.40% |
Location
Beverly Hills, CA
Los Angeles
Location
Beverly Hills, CA
Headquartered in Beverly Hills, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 315 S Beverly Dr
- Time zone
- PT (UTC-8)
- Office locations
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