GOBI CAPITAL LLC

RIASEC RegisteredEst. 2016
Total AUM
$2.7B
Discretionary
$2.7B
100% of AUM
Avg account
$336M
Accounts
8
Employees
4
Advisory reps
2

Firm details

Headquarters
Beverly Hills, California
CRD number
151427
Registered since
July 5, 2016
Custodians
THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles88.81%
  • Corporations / Businesses11.19%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Gobi Capital LLC is a hedge fund manager organized as an LLC and registered with the SEC in 2016. The firm operates pooled investment vehicles and is registered to perform CPO/CTA-style activities, positioning itself as an active manager of institutional capital rather than a third-party allocator. Its fee schedule combines a percentage-of-AUM management fee with performance-based compensation, and it reports portfolio management for pooled vehicles as its primary advisory activity. Gobi Capital does not identify as an ESG-focused manager and is not structured as a multi-state adviser. The firm’s client base is institutional, and its business model centers on running proprietary funds rather than offering broad wealth-management services or consulting. Public filings and firm disclosures show a focus on equity strategies within its pooled vehicles and a reliance on performance-linked economics consistent with hedge fund operations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

2 of 2
  • BO SHAN

    Managing MemberCRD 5321003

  • STEVEN CHEN

    PartnerCRD 6631463

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Beverly Hills, CA

LOS ANGELES

Location

Beverly Hills, CA

Headquartered in Beverly Hills, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
8820 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth