IROQUOIS CAPITAL MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2014
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SCARSDALE, New York
CRD number
159769
Registered since
November 28, 2014

Firm profile

FINTRX

Overview

Iroquois Capital Management, LLC is a privately organized investment manager that functions principally as a sponsor, general partner and managing member of pooled investment vehicles. Registered with the SEC in 2014 as a limited liability company, the firm’s regulatory profile and reported activities point to a business built around private funds rather than retail advisory relationships. The firm is not identified as a multi-state adviser, a pension consultant, a capital allocator, or an active ESG investor. The firm’s structure and disclosures indicate its allocation focus is driven by pooled-vehicle management and partnership-level decision making. That posture typically entails active portfolio construction, use of governance rights at the fund level, and responsibility for manager selection and ongoing oversight across the funds it sponsors. Iroquois appears to position itself to run concentrated fund strategies rather than a large roster of individual advisory accounts.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • LEO ABBE

    Chief Technology OfficerCRD 2284100

  • KIMBERLY GRIFFIN

    Chief Operation OfficerCRD 4311268

Contacts

1 of 1
  • RICHARD ABBE

    PrincipalCRD 2170450

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

SCARSDALE, NY

WESTCHESTER

Location

SCARSDALE, NY

Headquartered in SCARSDALE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
WESTCHESTER
Address
2 Overhill Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth