SP CAPITAL PARTNERS, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2018
Total AUM
Accounts
0
Advisory reps
6
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
297220
Registered since
May 25, 2018

Firm profile

FINTRX

Overview

SP Capital Partners, LLC is a limited liability company that has been SEC-registered since 2018. The firm's ownership structure combines a domestic corporate entity and an individual. It does not report itself as an active ESG investor, is not registered as a multi-state adviser, and is not identified as a capital allocator. Public filings and industry data show the firm operates in multiple capacities across the financial services sector: broker‑dealer activities, serving as an investment adviser, connections to banking or thrift institutions and insurance companies, and acting as a sponsor, general partner, or managing member of pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • ASHLEY VAN DER WAAG

    Managing Director, Chief Compliance OfficerCRD 3079633

  • JOHN NEUNER

    Co-CEOCRD 4578584

Contacts

3 of 4
  • EDWARD VALENTINE

    Chairman And Managing DirectorCRD 2399981

  • MARKUS SCHMALHOFER

    Managing DirectorCRD 5062481

  • LAURENCE SMITH

    Managing DirectorCRD 1568853

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
600 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth