Investors Mosaic

RIASEC RegisteredEst. 2024
Total AUM
$192M
Discretionary
$192M
100% of AUM
Avg account
$1.2M
Accounts
164
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
168619
Registered since
May 31, 2024
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI95.25%
  • Charitable Organizations3.05%
  • Individuals1.3%
  • Corporations / Businesses0.41%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Investors Mosaic is an independent RIA organized as an LLC and registered with the SEC in 2024. The firm serves individual and family clients with a mix of financial planning and portfolio management services, including work for small business owners. Fee arrangements include both a percentage-of-AUM model and fixed fees. The firm is owned by an individual and is not positioned as a capital allocator; it does not identify as an active ESG investor and is not registered as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Public Funds/Mutual Funds 36%, US Government Bonds 1%, Private Funds 1%, Cash & Cash Equivalents 1%, Other 1%60%
  • Exchange Traded Equities60%
  • Public Funds/Mutual Funds36%
  • US Government Bonds1%
  • Private Funds1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Evan Mccormick

    Evan Mccormick

    Founder & CEOCRD 6233081

Contacts

1 of 1
  • Trinity Critelli

    Trinity Critelli

    Financial Planning AssociateCRD 7142769

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth