INVESTOR FAN

RIASEC RegisteredEst. 2017
Total AUM
$787M
Discretionary
$787M
100% of AUM
Avg account
$352K
Accounts
2,236
Employees
18
Advisory reps
16

Firm details

Headquarters
,
CRD number
159301
Registered since
September 11, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI72.63%
  • Individuals27.11%
  • Charitable Organizations0.19%
  • Corporations / Businesses0.07%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Investor Fan is an SEC-registered limited liability company that began reporting as an adviser in 2017. The firm serves both individual & family clients and institutional clients, focusing its advisory work on portfolio management for individuals and small businesses. It operates with a dual fee approach — charging a percentage of assets under management and offering fixed-fee engagements — and also conducts insurance brokerage and accounting activities alongside its advisory services. Investor Fan does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Public Funds/Mutual Funds 19%, Investment Grade Corp Bonds 4%, Sovereign Bonds 3%, Cash & Cash Equivalents 3%, US Government Bonds 1%70%
  • Exchange Traded Equities70%
  • Public Funds/Mutual Funds19%
  • Investment Grade Corp Bonds4%
  • Sovereign Bonds3%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • Margaret Connelly

    Chief Investment OfficerCRD 2644738

Contacts

3 of 15
  • Brian Stallcop

    Senior Vice President, Financial AdvisorCRD 4434646

  • DEBORAH ELLIS

    Investment Advisor RepresentativeCRD 3203427

  • Sofia Iglesias Gonzalez

    Financial PlannerCRD 5371447

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth