Investment Management 911

RIASEC Registered
Total AUM
$14.1M
Discretionary
$14.1M
100% of AUM
Avg account
$504K
Accounts
28
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
129026
Fee structure
Percentage of AUM
Client types
  • Individuals61.35%
  • HNWI38.65%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Investment Management 911 is a small, owner-operated advisory practice organized as a sole proprietorship that provides fee-based portfolio management for individuals, families and small businesses. The firm charges a percentage-of-AUM fee and focuses on running discretionary portfolios rather than acting as a capital allocator to third-party managers. According to its regulatory filing details, the adviser does not identify as an active ESG investor, does not operate as a multi-state adviser, and does not provide pension consulting or related-adviser services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Cash & Cash Equivalents 22%, Exchange Traded Equities 9%, Investment Grade Corp Bonds 1%68%
  • Public Funds/Mutual Funds68%
  • Cash & Cash Equivalents22%
  • Exchange Traded Equities9%
  • Investment Grade Corp Bonds1%

Contacts

1 of 1
  • Mohammad Hosseini-nejad

    PresidentCRD 4146226

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth