INVERNESS SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
38
Avg account
$0

Firm details

Headquarters
CLEVELAND, Ohio
CRD number
129914
Registered since
April 12, 2004

Firm profile

FINTRX

Overview

Inverness Securities, LLC is organized as a limited liability company and is listed in FINTRX as an SEC-registered adviser with an initial registration year of 2004. The firm’s ownership is recorded as a combination of a domestic entity and an individual. FINTRX classifies the firm as “unclassified” and does not identify Inverness Securities as a capital allocator. The profile in FINTRX contains minimal detail about the firm’s specific business lines or advisory activities. The database flags the firm as not being an active ESG investor, not a multistate adviser, not newly formed, and not a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Cassandra Hanke

    Deputy Chief Compliance OfficerCRD 8211911

  • ASHLEY BENTON-COOPER

    Chief Compliance OfficerCRD 4977623

  • BRADLEY ZUCKER

    Chief Administrative OfficerCRD 4458446

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Contacts

3 of 34
  • RICHARD HEFFERN

    DirectorCRD 1977994

  • LARRY JOSEPH

    Managing DirectorCRD 1351442

  • DANTE IACOZILI

    Senior Vice President, Head Equity TraderCRD 6296690

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CLEVELAND, OH

CUYAHOGA

Location

CLEVELAND, OH

Headquartered in CLEVELAND, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
CUYAHOGA
Address
6060 Parkland Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth