Candlewood Securities, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
24
Avg account
$0

Firm details

Headquarters
Cleveland, Ohio
CRD number
126042
Registered since
August 25, 2003

Firm profile

FINTRX

Overview

Candlewood Securities, LLC is organized as a limited liability company and is recorded in FINTRX as an investment bank that first registered with the SEC in 2003. Ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator, does not report being an active ESG investor, and is not classified as a multi-state or newly formed adviser. FINTRX does not contain detail on the firm’s specific business activities, advisory services, or client mix.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Ron Krudo

    Ron Krudo

    ContractorCRD 7876168

  • Matthew Hoffman

    Matthew Hoffman

    Chief Compliance OfficerCRD 1144872

  • Anthony Dijohn

    Anthony Dijohn

    Chief Financial OfficerCRD 6370306

Contacts

3 of 21
  • Rishi Agarwal

    Rishi Agarwal

    DirectorCRD 5941271

  • Christopher Harris

    Christopher Harris

    Managing DirectorCRD 2956001

  • Phillip Rawson

    Phillip Rawson

    Senior AssociateCRD 7142590

Unlock 18 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Cleveland, OH

Cuyahoga

Location

Cleveland, OH

Headquartered in Cleveland, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
Cuyahoga
Address
600 Superior Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth