CANDLEWOOD SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
22
Avg account
$0

Firm details

Headquarters
CLEVELAND, Ohio
CRD number
126042
Registered since
August 25, 2003

Firm profile

FINTRX

Overview

Candlewood Securities, LLC is organized as a limited liability company and is registered with the SEC since 2003. The firm is classified in FINTRX as an investment bank rather than a capital allocator or asset manager. Ownership is identified as a domestic entity/individual. The dataset does not list any advisory activities, client segments, fee schedule, or specific business lines beyond the investment bank classification. FINTRX also flags the firm as not actively integrating ESG into its investment activity and not operating as a multi-state adviser, pension consultant, or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Ron Krudo

    ContractorCRD 7876168

  • MATTHEW HOFFMAN

    Chief Compliance OfficerCRD 1144872

  • ANTHONY DIJOHN

    Chief Financial OfficerCRD 6370306

Contacts

3 of 19
  • RISHI AGARWAL

    DirectorCRD 5941271

  • Phillip Rawson

    Senior AssociateCRD 7142590

  • EADS JOHNSON

    PartnerCRD 874904

Unlock 16 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CLEVELAND, OH

CUYAHOGA

Location

CLEVELAND, OH

Headquartered in CLEVELAND, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
CUYAHOGA
Address
600 Superior Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth