INGALLS & SNYDER LLC

Broker-DealerFINRA MemberEst. 1968

Total AUM

$7.8B

Discretionary

$7.7B

98% of AUM

Accounts

4,453

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: New York, New York
CRD number: 2288
Registered since: August 21, 1968
Website: www.ingalls.net
Custodians: INGALLS & SNYDER, LLC, CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI73.87%
Individuals13.29%
Corporations / Businesses4.02%
Other Investment Advisers3.37%
Pooled Investment Vehicles2.42%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ingalls & Snyder LLC is a long-established SEC-registered wealth firm organized as an LLC and active since 1968. It operates as both an independent broker-dealer and a qualified custodian, offering advisory services alongside broker-dealer and insurance-broker activities. The firm serves individual and family clients as well as institutional accounts, providing financial planning, portfolio management for individuals, businesses and pooled vehicles, selection of sub-advisers, and educational workshops. It also acts as sponsor, general partner and managing member for pooled investment vehicles. Fee arrangements include percentage-of-AUM, fixed fees and performance-based fees. The firm does not identify as an active ESG investor. Recognitions include placement on industry lists by Financial Times (Top 300 RIA, 2020), FA Magazine (Top RIA Firms, 2020), Forbes (Top RIA Firms, 2024) and Barron's (Top 100 RIA Firms, 2025).