Independent Investors Inc
Firm details
- Headquarters
- Nesconset, New York
- CRD number
- 105677
- Registered since
- June 30, 1983
- Custodians
- PERSHING LLC, THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM
- Client types
- Charitable Organizations48.68%
- HNWI48.51%
- Individuals2.81%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Independent Investors Inc is an independent registered investment adviser organized as a corporation and registered with the SEC since 1983. Owned by an individual, the firm provides portfolio management primarily for individuals, families and small-business clients, and it also works with some institutional accounts. Fees are charged as a percentage of assets under management. The adviser does not identify as an active ESG investor, is not structured as a multi-state or pension consultant adviser, and does not operate as a separate capital allocator or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Cash & Cash Equivalents3%
- US Government Bonds2%
- Investment Grade Corp Bonds1%
- Public Funds/Mutual Funds1%
Owners & executives
2 of 2Michael Andersen
Chief Compliance Officer and General CounselCRD 2040794
Patricia Stewart
Chief Financial OfficerCRD 6776296
Contacts
3 of 4Margaret Moloney
PresidentCRD 4348176
Kevin Moloney
Vice PresidentCRD 6396649
Denise Moloney
SecretaryCRD 6396647
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$5.6M in ETFs
76%
$4.2M
24%
$1.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $1.6M | 2,106 | 28.39% |
Location
Nesconset, NY
Suffolk
Location
Nesconset, NY
Headquartered in Nesconset, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Suffolk
- Address
- 181 Smithtown Blvd
- Time zone
- ET (UTC-5)
- Office locations
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