INDEPENDENT INVESTORS INC

RIASEC RegisteredEst. 1983
Total AUM
$572M
Discretionary
$530M
93% of AUM
Avg account
$3.8M
Accounts
149
Employees
6
Advisory reps
6

Firm details

Headquarters
NESCONSET, New York
CRD number
105677
Registered since
June 30, 1983
Custodians
PERSHING LLC, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM
Client types
  • Charitable Organizations48.68%
  • HNWI48.51%
  • Individuals2.81%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Independent Investors Inc is a small, equity-focused registered adviser that manages separately managed accounts for high-net-worth individuals, families and a limited number of institutional clients. The firm, which has been SEC-registered since 1983 and is owner-operated, bills clients on a percentage-of-assets basis and emphasizes active portfolio management for individuals and small businesses. Investment activity centers on listed equities — primarily exchange-traded names — with portfolio construction that leans toward concentrated, high-conviction positions rather than broad beta exposure. The firm does not position itself as an ESG investor and maintains a single-state adviser profile.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Cash & Cash Equivalents 3%, US Government Bonds 2%, Investment Grade Corp Bonds 1%, Public Funds/Mutual Funds 1%93%
  • Exchange Traded Equities93%
  • Cash & Cash Equivalents3%
  • US Government Bonds2%
  • Investment Grade Corp Bonds1%
  • Public Funds/Mutual Funds1%

Owners & executives

2 of 2
  • MICHAEL ANDERSEN

    Chief Compliance Officer and General CounselCRD 2040794

  • Patricia Stewart

    Chief Financial OfficerCRD 6776296

Contacts

3 of 4
  • MARGARET MOLONEY

    PresidentCRD 4348176

  • KEVIN MOLONEY

    Vice PresidentCRD 6396649

  • DENISE MOLONEY

    SecretaryCRD 6396647

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 8

Active vs passive

$4.9M in ETFs

Passive

72%

$3.5M

Active

28%

$1.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$1.4M2,10628.05%

Location

Primary office

NESCONSET, NY

SUFFOLK

Location

NESCONSET, NY

Headquartered in NESCONSET, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SUFFOLK
Address
181 Smithtown Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth