In on Capital

RIASEC RegisteredEst. 2019
Total AUM
$389M
Discretionary
$306K
0% of AUM
Avg account
$9.7M
Accounts
40
Employees
16
Advisory reps
5

Firm details

Headquarters
Miami, Florida
CRD number
290038
Registered since
October 29, 2019
Custodians
J.P. MORGAN SECURITIES INC., UBS FINANCIAL SERVICES INC., MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

In On Capital is an LLC that registered with the SEC in 2019 and is owned by an individual. It operates as a non-independent retail RIA focused on portfolio management for individuals and small businesses, serving individual and family clients. The firm charges fees based on a percentage of assets under management and may assess performance-based fees. It does not identify as an active ESG investor, is not designated as a multi-state adviser in its snapshot, and does not act as a capital allocator. The firm also reports an industry affiliation with a broker‑dealer.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 29%, Investment Grade Corp Bonds 24%, Other 16%, Cash & Cash Equivalents 10%, US Government Bonds 6%, Non-Investment Grade Corp Bonds 6%, Private Funds 5%, Public Funds/Mutual Funds 4%29%
  • Exchange Traded Equities29%
  • Investment Grade Corp Bonds24%
  • Other16%
  • Cash & Cash Equivalents10%
  • US Government Bonds6%

Owners & executives

1 of 1
  • Alberto Batista

    Alberto Batista

    Chief Compliance OfficerCRD 2289774

Contacts

3 of 4
  • Paulo Nery Da Costa Pita

    Paulo Nery Da Costa Pita

    Portfolio ManagerCRD 7817871

  • Roger Campama

    Presiden, DirectorCRD 6861768

  • Nathaly Darani

    Nathaly Darani

    DirectorCRD 7292218

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
777 Brickell Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth