Galapagos Advisory LLC

RIASEC Registered

Total AUM

$396M

Discretionary

$183M

46% of AUM

Avg account

$1.9M

Accounts

210

Employees

Advisory reps

Firm details

Headquarters: Miami, Florida
CRD number: 322042
Registered since: February 22, 2024
Website: galapagoscapital.us
Custodians: ANDBANC BROKERAGE, LLC, J.P. MORGAN SECURITIES INC., CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Corporations / Businesses80.25%
HNWI15.53%
Individuals4.22%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Galapagos Advisory LLC is an SEC-registered investment adviser (registration year 2024) that operates as a limited liability company and classifies itself as an investment bank. The firm serves both individual & family and institutional clients, offering financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. Its business model combines percentage-of-AUM and fixed-fee billing, and it identifies as a capital allocator that also sponsors and acts as a GP or managing member of pooled investment vehicles. The firm does not position itself as an active ESG investor. Its ownership structure is a mix of a domestic entity and individual ownership, and it maintains relationships across broker-dealers, other investment advisers, and insurance companies as part of its distribution and operational ecosystem.