GALAPAGOS ADVISORY LLC

RIASEC RegisteredEst. 2024
Total AUM
$396M
Discretionary
$183M
46% of AUM
Avg account
$1.9M
Accounts
210
Employees
8
Advisory reps
8

Firm details

Headquarters
MIAMI, Florida
CRD number
322042
Registered since
February 22, 2024
Custodians
ANDBANC BROKERAGE, LLC, J.P. MORGAN SECURITIES INC., CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Corporations / Businesses80.25%
  • HNWI15.53%
  • Individuals4.22%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Galapagos Advisory LLC is a small investment bank–style registered adviser that acts as a capital allocator for both individuals/families and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, and advises on manager selection. Its business model blends advisory work with sponsor/GP activity and other industry affiliations such as broker-dealer and insurance relationships, which signals the firm can both place clients with third‑party managers and originate or manage pooled vehicles. The adviser uses a fee mix of percentage-of-AUM and fixed fees and operates with a split between discretionary and non‑discretionary mandates. Investment emphasis is on liquid public equities and ETFs as the primary trading sleeve, with meaningful allocation into external alternative strategies for return enhancement and diversification. The firm does not present itself as an active ESG investor and is not positioned as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 25%, Public Funds/Mutual Funds 22%, Private Funds 15%, Investment Grade Corp Bonds 13%, Non-Investment Grade Corp Bonds 12%, Cash & Cash Equivalents 8%, Other 5%25%
  • Exchange Traded Equities25%
  • Public Funds/Mutual Funds22%
  • Private Funds15%
  • Investment Grade Corp Bonds13%
  • Non-Investment Grade Corp Bonds12%

Owners & executives

1 of 1
  • Itamar Pacheco

    Chief Compliance OfficerCRD 8247375

Contacts

3 of 7
  • PHILLIPE SAVOIA

    Portfolio ManagerCRD 6023007

  • MARIA VICTORIA CARDOSO

    AssociateCRD 7398541

  • MARCELO LIMA

    Partner, Executive DirectorCRD 5666111

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
201 S Biscayne Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth