HWC FINANCIAL

Overview

HWC Financial is an independent registered investment adviser structured as a limited liability company and owned by an individual. The firm focuses on serving individual and family clients and small-business owners, delivering financial planning and portfolio management. Its fee mix includes percentage-of-AUM billing alongside hourly and fixed-fee engagements, which supports both ongoing investment management and standalone planning work. Investment activity centers on public funds and mutual funds as the primary implementation vehicle, with a material allocation to those pooled products across client portfolios. HWC Financial is not an active ESG investor and does not operate as a multi-state adviser. Custody is centralized through Charles Schwab & Co., Inc., which holds the firm’s client assets.

Assets & Accounts

Investments & Alternatives

Location & Offices