Hummer Financial Advisory Services Inc
Firm details
- Headquarters
- ,
- CRD number
- 108550
- Registered since
- May 22, 2018
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI82.6%
- Individuals17.11%
- Charitable Organizations0.29%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Hummer Financial Advisory Services Inc. is an independent, SEC-registered advisory corporation that began formal registration in 2018 and is owned by an individual. The firm serves both individual and family clients as well as institutional relationships, providing financial planning and portfolio management for individuals and small businesses. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Hummer does not position itself as a capital allocator and is not identified as an active ESG investor or a multi-state adviser in the provided data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Cash & Cash Equivalents6%
- Investment Grade Corp Bonds5%
- US Government Bonds4%
- Public Funds/Mutual Funds4%
Contacts
1 of 1Melanie Hummer
PresidentCRD 2186148
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 24Active vs passive
$59.1M in ETFs
89%
$52.8M
1%
$6.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $25.1M | 33,564 | 42.50% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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