SMITH PARTNERS WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2021
Total AUM
$196M
Discretionary
$185M
94% of AUM
Avg account
$471K
Accounts
416
Employees
4
Advisory reps
3

Firm details

Headquarters
GREENSBORO, North Carolina
CRD number
112231
Registered since
April 26, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI82.24%
  • Individuals10.79%
  • Pension & Profit Sharing Plans4.58%
  • Corporations / Businesses1.77%
  • Charitable Organizations0.62%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Smith Partners Wealth Management, LLC is an independent SEC-registered advisory firm (registered in 2021) organized as an LLC and owned by an individual. The firm advises individual and family clients as well as institutional mandates, focusing on financial planning and portfolio management for individuals and small businesses. Its fee menu includes asset-based fees, hourly charges and fixed-fee engagements. Smith Partners identifies as an active ESG investor and does not position itself as a capital allocator, instead using third-party managers and pooled vehicles for some exposures. The adviser is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Exchange Traded Equities 10%, Cash & Cash Equivalents 6%84%
  • Public Funds/Mutual Funds84%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents6%

Contacts

3 of 3
  • JONATHAN SMITH

    Managing PartnerCRD 820376

  • ANNE SMITH

    Partner and CCOCRD 4387417

  • JUSTIN SMITH

    Co-OwnerCRD 6035756

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 59

Active vs passive

$104M in ETFs

Passive

85%

$88.5M

Active

9%

$15.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD GROWTH INDEX FUND (VUG)VanguardPassiveLarge Growth$10.4M23,77110.01%

Location

Primary office

GREENSBORO, NC

GUILFORD

Location

GREENSBORO, NC

Headquartered in GREENSBORO, NC, anchoring the Greensboro--Winston-Salem--High Point, NC metro in the South.

Metro area
Greensboro--Winston-Salem--High Point, NC
Region
South
County
GUILFORD
Address
128 E Fisher Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth