HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED

RIASEC RegisteredEst. 1987
Total AUM
$149B
Discretionary
$149B
100% of AUM
Avg account
$507M
Accounts
295
Employees
309
Advisory reps
6

Firm details

Headquarters
Hong Kong,
CRD number
105193
Registered since
July 2, 1987
Custodians
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Insurance Companies48.66%
  • Pooled Investment Vehicles47.53%
  • State / Municipal Government1.77%
  • Pension & Profit Sharing Plans1%
  • Other Investment Advisers0.58%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Hsbc Global Asset Management (Hong Kong) Limited operates as the Hong Kong investment-management arm of the HSBC asset management platform. The firm is organized as a corporation with foreign and individual ownership and presents itself primarily to institutional clients, while offering a full slate of portfolio management services across client types, including individuals, pooled vehicles, and businesses or institutions. It functions as a capital allocator and provides manager selection services in addition to direct portfolio management. Fee arrangements include percentage-of-assets, fixed-fee engagements, and performance-based structures. The firm identifies as an active ESG investor and demonstrates affiliations across the financial ecosystem, including roles as a sponsor or general partner of pooled vehicles and registrations consistent with swap-dealer and commodity pool/CTA activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 47%, Exchange Traded Equities 21%, Non-Investment Grade Corp Bonds 18%, Other 6%, Sovereign Bonds 4%, US Government Bonds 2%, Cash & Cash Equivalents 2%47%
  • Investment Grade Corp Bonds47%
  • Exchange Traded Equities21%
  • Non-Investment Grade Corp Bonds18%
  • Other6%
  • Sovereign Bonds4%

Owners & executives

3 of 3
  • KOK WING TO

    Chief Risk OfficerCRD 7706937

  • PAN LANG YEUNG

    Chief Compliance OfficerCRD 7493927

  • NICOLAS JEAN MARIE DENIS MOREAU

    Chief Executive Officer & DirectorCRD 7509265

Contacts

3 of 3
  • Yee Ting Jasmine Hung

    CRD 8283051

  • Wai Nga Sylvia Chen

    DirectorCRD 8198438

  • WAI FUN HO

    DirectorCRD 7469623

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
Hsbc Main Building
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth