Hsbc Global Asset Management (Hong Kong) Limited

RIASEC RegisteredEst. 1987
Total AUM
$149B
Discretionary
$149B
100% of AUM
Avg account
$507M
Accounts
295
Employees
309
Advisory reps
6

Firm details

Headquarters
Hong Kong,
CRD number
105193
Registered since
July 2, 1987
Custodians
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Insurance Companies48.66%
  • Pooled Investment Vehicles47.53%
  • State / Municipal Government1.77%
  • Pension & Profit Sharing Plans1%
  • Other Investment Advisers0.58%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Hsbc Global Asset Management (Hong Kong) Limited is the Hong Kong arm of a global asset manager operating as a corporation and registered with the SEC since 1987. It is classified as an institutional registered investment adviser and describes itself as a capital allocator serving primarily institutional clients. The firm charges a mix of percentage-of-AUM, fixed, and performance-based fees and identifies itself as an active ESG investor. Advisory capabilities span portfolio management for individuals and small businesses, pooled investment vehicles, and businesses or institutions; the firm also engages in selecting other advisers. Its regulatory and industry affiliations indicate a broad operating footprint — the firm is associated with roles such as an investment adviser, registered security-based swap dealer, commodity pool operator or CTA, and a sponsor/GP or managing member of pooled investment vehicles. Those affiliations point to capabilities beyond traditional long-only management, including sponsoring funds and using derivatives or managed-vehicle structures.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 47%, Exchange Traded Equities 21%, Non-Investment Grade Corp Bonds 18%, Other 6%, Sovereign Bonds 4%, US Government Bonds 2%, Cash & Cash Equivalents 2%47%
  • Investment Grade Corp Bonds47%
  • Exchange Traded Equities21%
  • Non-Investment Grade Corp Bonds18%
  • Other6%
  • Sovereign Bonds4%

Owners & executives

3 of 3
  • Kok Wing To

    Chief Risk OfficerCRD 7706937

  • Pan Lang Yeung

    Chief Compliance OfficerCRD 7493927

  • Nicolas Jean Marie Denis Moreau

    Nicolas Jean Marie Denis Moreau

    Chief Executive Officer & DirectorCRD 7509265

Contacts

3 of 3
  • Yee Ting Jasmine Hung

    Relationship ManagerCRD 8283051

  • Wai Nga Sylvia Chen

    DirectorCRD 8198438

  • Wai Fun Ho

    DirectorCRD 7469623

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
Hsbc Main Building
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth