Hartford Funds
Firm details
- Headquarters
- Wayne, Pennsylvania
- CRD number
- 147746
- Registered since
- October 19, 2012
- Website
- www.hartfordfunds.com
- Fee structure
- Percentage of AUM, Other
- Client types
- Investment Companies98.76%
- State / Municipal Government1.23%
- Pooled Investment Vehicles0.01%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Hartford Funds operates as a limited liability company that functions as a capital allocator to institutional clients. SEC-registered since 2012, the firm provides portfolio management for investment companies and pooled investment vehicles and engages in the selection of third‑party advisers. It also performs CPO/CTA activities. The firm reports being an active ESG investor and serves primarily institutional mandates, charging fees based on a percentage of assets and other structures. Hartford Funds maintains multiple industry affiliations, including broker-dealer and insurance company relationships, and acts as sponsor or managing member for pooled vehicles. The firm’s organizational structure and disclosures indicate it both constructs internal strategies and directs allocations to external managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Private Funds4%
Owners & executives
3 of 5
Gregory Frost
CFOCRD 2864924

Joseph Melcher
Chief Compliance OfficerCRD 3152206

Amy Furlong
Chief Financial OfficerCRD 4835814
Contacts
3 of 53
Thomas Grasso
Internal Advisor ConsultantCRD 3084512
Jake Maclean
Compliance AnalystCRD 6185707

Colman Flanagan
ConsultantCRD 6400335
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 10Active vs passive
$994M in ETFs
24%
$239M
71%
$755M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| HARTFORD TOTAL RETURN BOND ETF (HTRB) | Active | Intermediate Core Plus Bond | $437M | 12,958,793 | 43.99% |
Location
Wayne, PA
Delaware
Location
Wayne, PA
Headquartered in Wayne, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Delaware
- Address
- 690 Lee Rd
- Time zone
- ET (UTC-5)
- Office locations
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