HARTFORD FUNDS

RIASEC RegisteredEst. 2012

Total AUM

$152B

Discretionary

$150B

99% of AUM

Avg account

$1.7B

Accounts

91

Employees

368

Advisory reps

59

Firm details

Headquarters: WAYNE, Pennsylvania
CRD number: 147746
Registered since: October 19, 2012
Website: www.hartfordfunds.com
Fee structure: Percentage of AUM, Other
Client types: Investment Companies98.76%
State / Municipal Government1.23%
Pooled Investment Vehicles0.01%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Hartford Funds operates as a limited liability company that serves primarily institutional clients and acts as a capital allocator. The firm is SEC-registered (since 2012) and provides portfolio management for investment companies and pooled investment vehicles, plus selection of subadvisers. It identifies as an active ESG investor and lists fee arrangements that include a percentage-of-AUM component. Regulatory and business activity disclosures show the firm also functions in roles tied to commodity pool/commodity trading adviser activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds96%
Private Funds4%

Owners & executives

3 of 5

GREGORY FROST
CFOCRD 2864924
JOSEPH MELCHER
Chief Compliance OfficerCRD 3152206
AMY FURLONG
Chief Financial OfficerCRD 4835814

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Contacts

3 of 54

THOMAS GRASSO
Internal Advisor ConsultantCRD 3084512
JAKE MACLEAN
Compliance AnalystCRD 6185707
Colman Flanagan
ConsultantCRD 6400335

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 10

Active vs passive

$994M in ETFs

Passive

24%

$239M

Active

71%

$755M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
HARTFORD TOTAL RETURN BOND ETF (HTRB)		Active	Intermediate Core Plus Bond	$437M	12,958,793	43.99%

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Primary office

WAYNE, PA

DELAWARE

Location

WAYNE, PA

Headquartered in WAYNE, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area: Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region: Northeast
County: DELAWARE
Address: 690 Lee Rd
Time zone: ET (UTC-5)
Office locations

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