Hartford Funds

RIASEC RegisteredEst. 2012
Total AUM
$152B
Discretionary
$150B
99% of AUM
Avg account
$1.7B
Accounts
91
Employees
368
Advisory reps
58

Firm details

Headquarters
Wayne, Pennsylvania
CRD number
147746
Registered since
October 19, 2012
Fee structure
Percentage of AUM, Other
Client types
  • Investment Companies98.76%
  • State / Municipal Government1.23%
  • Pooled Investment Vehicles0.01%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Hartford Funds operates as a limited liability company that functions as a capital allocator to institutional clients. SEC-registered since 2012, the firm provides portfolio management for investment companies and pooled investment vehicles and engages in the selection of third‑party advisers. It also performs CPO/CTA activities. The firm reports being an active ESG investor and serves primarily institutional mandates, charging fees based on a percentage of assets and other structures. Hartford Funds maintains multiple industry affiliations, including broker-dealer and insurance company relationships, and acts as sponsor or managing member for pooled vehicles. The firm’s organizational structure and disclosures indicate it both constructs internal strategies and directs allocations to external managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 96%, Private Funds 4%96%
  • Public Funds/Mutual Funds96%
  • Private Funds4%

Owners & executives

3 of 5
  • Gregory Frost

    Gregory Frost

    CFOCRD 2864924

  • Joseph Melcher

    Joseph Melcher

    Chief Compliance OfficerCRD 3152206

  • Amy Furlong

    Amy Furlong

    Chief Financial OfficerCRD 4835814

Unlock 2 more executives

Contacts

3 of 53
  • Thomas Grasso

    Thomas Grasso

    Internal Advisor ConsultantCRD 3084512

  • Jake Maclean

    Compliance AnalystCRD 6185707

  • Colman Flanagan

    Colman Flanagan

    ConsultantCRD 6400335

Unlock 50 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 10

Active vs passive

$994M in ETFs

Passive

24%

$239M

Active

71%

$755M

ETFProviderStyleCategoryValueShares% of portfolio
HARTFORD TOTAL RETURN BOND ETF (HTRB)ActiveIntermediate Core Plus Bond$437M12,958,79343.99%

Location

Primary office

Wayne, PA

Delaware

Location

Wayne, PA

Headquartered in Wayne, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Delaware
Address
690 Lee Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth