HOT SPRINGS ASSET MANAGEMENT, INC.

RIASEC Registered
Total AUM
$17.8M
Discretionary
$17.8M
100% of AUM
Avg account
$335K
Accounts
53
Employees
2
Advisory reps
2

Firm details

Headquarters
HOT SPRINGS VILLAGE, Arkansas
CRD number
144745
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI60.93%
  • Individuals39.07%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

HOT Springs Asset Management, Inc. is a small, independent RIA that serves individual and family clients with a mix of financial planning and discretionary portfolio management for individuals and small businesses. The firm operates with an accounting practice background and charges clients primarily as a percentage of assets under management, with hourly billing available for certain services. Investment activity is centered on public equity exposure delivered through exchange-traded vehicles, which make up the bulk of client assets. The firm supplements equity positions with traditional fixed income and mutual fund holdings, and uses third-party managers to access alternative strategies in real estate, commodities and oil & gas. HOT Springs Asset Management, Inc. does not identify as an active ESG investor and is not set up as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 79%, Cash & Cash Equivalents 15%, Investment Grade Corp Bonds 4%, US Government Bonds 1%, State & Local Bonds 1%79%
  • Exchange Traded Equities79%
  • Cash & Cash Equivalents15%
  • Investment Grade Corp Bonds4%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • JUDY ADAMS

    Chief Compliance OfficerCRD 4022729

Contacts

1 of 1
  • DAVID ADAMS

    PresidentCRD 2590554

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HOT SPRINGS VILLAGE, AR

GARLAND

Location

HOT SPRINGS VILLAGE, AR

Headquartered in HOT SPRINGS VILLAGE, AR, anchoring the Hot Springs-Malvern, AR metro in the South.

Metro area
Hot Springs-Malvern, AR
Region
South
County
GARLAND
Address
110 Lane Plz
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth