D.L. Fields Advisory Group, LLC

Overview

D.L. Fields Advisory Group, LLC is an independent RIA organized as an LLC and owned by an individual. The firm serves individual and family clients, combining traditional advisory services—financial planning and portfolio management for individuals and small businesses—with broker-dealer and insurance activity. Its business scope includes acting as a registered representative of a broker-dealer and selling insurance and other financial products, which helps explain its use of annuities alongside advisory accounts. Fee arrangements include a percentage-of-assets component and hourly charges. The firm does not identify as an active ESG investor and is not characterized in the record as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices