Horizons Wealth Management

RIASEC Registered
Total AUM
$258M
Discretionary
$258M
100% of AUM
Avg account
$395K
Accounts
653
Employees
4
Advisory reps
3

Firm details

Headquarters
Asheville, North Carolina
CRD number
127457
Registered since
June 3, 2019
Custodians
CHARLES SCHWAB & CO., INC., GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI67.19%
  • Individuals28.8%
  • Pension & Profit Sharing Plans4.02%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Horizons Wealth Management is an independent, privately owned registered investment adviser organized as a corporation. The firm is SEC-registered (registration year 2019) and serves both individual and family clients as well as institutional and business clients. Its advisory services emphasize financial planning and discretionary portfolio management for individuals, small businesses, and institutions. The firm charges a mix of percentage-of-AUM, hourly, and fixed fees. Horizons does not identify as an active ESG investor, is not structured as a capital allocator, and is not designated as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 88%, Exchange Traded Equities 5%, State & Local Bonds 2%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%88%
  • Public Funds/Mutual Funds88%
  • Exchange Traded Equities5%
  • State & Local Bonds2%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Contacts

3 of 3
  • David Hunter

    David Hunter

    PresidentCRD 4870351

  • Susan Cook

    Susan Cook

    Financial PlannerCRD 6612756

  • Glen Martin

    Glen Martin

    Principal, Co-OwnerCRD 4541684

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 124

Active vs passive

$166M in ETFs

Passive

100%

$166M

Active

0%

$166K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD MORNINGSTAR LARGE-CAP INDEX FUND (VV)VanguardPassiveLarge Blend$17.6M49,91110.58%

Location

Primary office

Asheville, NC

Buncombe

Location

Asheville, NC

Headquartered in Asheville, NC, anchoring the Asheville-Marion-Brevard, NC metro in the South.

Metro area
Asheville-Marion-Brevard, NC
Region
South
County
Buncombe
Address
82 Patton Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth