Hoertkorn Richard Charles
Firm details
- Headquarters
- Kentfield, California
- CRD number
- 104649
- Registered since
- February 3, 1972
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI72.04%
- Corporations / Businesses18.14%
- Pension & Profit Sharing Plans5.52%
- Individuals3.42%
- Charitable Organizations0.88%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Hoertkorn Richard Charles is an independent registered investment adviser organized as a sole proprietorship and owned by Richard Charles Hoertkorn. The firm is SEC-registered (first registered in 1972) and provides fee-based portfolio management primarily for individuals, families and small businesses, as well as for certain business or institutional clients. Its compensation model mixes a percentage-of-AUM fee with hourly charges. The firm also lists real estate brokerage among its business activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- Cash & Cash Equivalents6%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 6Active vs passive
$346K in ETFs
100%
$346K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD S&P 500 GROWTH INDEX FUND (VOOG) | Vanguard | Passive | Large Growth | $203K | 2,376 | 58.71% |
Location
Kentfield, CA
Marin
Location
Kentfield, CA
Headquartered in Kentfield, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Marin
- Address
- 1112 Sir Francis Drake Blvd
- Time zone
- PT (UTC-8)
- Office locations
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