HOERTKORN RICHARD CHARLES
Firm details
- Headquarters
- KENTFIELD, California
- CRD number
- 104649
- Registered since
- February 3, 1972
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI72.04%
- Corporations / Businesses18.14%
- Pension & Profit Sharing Plans5.52%
- Individuals3.42%
- Charitable Organizations0.88%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Hoertkorn Richard Charles operates as a sole proprietorship led by Hoertkorn Richard Charles and focuses on advising individual and family clients. The practice combines advisory work—portfolio management for individuals, small businesses, and institutions—with a licensed real estate brokerage activity. The firm charges clients using a percentage-of-assets model and may also bill on an hourly basis. It has been SEC-registered since 1972 and does not describe itself as an ESG investor or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- Cash & Cash Equivalents6%
Contacts
1 of 1RICHARD HOERTKORN
Sole ProprietorCRD 4342667
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4Active vs passive
$288K in ETFs
100%
$288K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD S&P 500 GROWTH INDEX FUND (VOOG) | Vanguard | Passive | Large Growth | $161K | 396 | 56.01% |
Location
KENTFIELD, CA
MARIN
Location
KENTFIELD, CA
Headquartered in KENTFIELD, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- MARIN
- Address
- 1112 Sir Francis Drake Blvd
- Time zone
- PT (UTC-8)
- Office locations
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