Hilltop Securities Inc.

Broker-DealerFINRA MemberEst. 1998

Total AUM

$2.5B

Discretionary

$1.8B

72% of AUM

Accounts

5,592

Employees

Advisory reps

552

Brokerage reps

Firm details

Headquarters: Dallas, Texas
CRD number: 6220
Registered since: June 10, 1998
Website: www.hilltopsecurities.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI57.14%
Individuals33.08%
Corporations / Businesses5.01%
State / Municipal Government2.91%
Charitable Organizations1.1%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Hilltop Securities Inc. operates as a corporate broker-dealer and qualified custodian that blends brokerage and advisory capabilities. The firm provides a mix of transactional and advisory services—registered as a municipal advisor and operating CPO/CTA and insurance broker activities—while also offering financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting support, and client education such as publications and seminars. Fee arrangements span percentage-of-AUM, hourly and fixed-fee engagements. Hilltop Securities Inc. serves both individual/family and institutional clients and is identified as an active ESG investor in its investment approach. The firm does not present itself as a capital allocator.