HILLTOP SECURITIES INC.

Broker-DealerFINRA MemberEst. 1998

Total AUM

$2.5B

Discretionary

$1.8B

72% of AUM

Accounts

5,592

Employees

Advisory reps

544

Brokerage reps

Firm details

Headquarters: DALLAS, Texas
CRD number: 6220
Registered since: June 10, 1998
Website: www.hilltopsecurities.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI57.14%
Individuals33.08%
Corporations / Businesses5.01%
State / Municipal Government2.91%
Charitable Organizations1.1%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Hilltop Securities Inc. operates as a corporation combining broker-dealer capabilities with qualified-custodian functions and a range of advisory services. Its client base includes both individual and family clients as well as institutional investors. The firm provides financial planning and portfolio management for individuals and small businesses, offers pension-consulting and selection-of-advisers services, and runs educational programs and published material for clients and prospects. Hilltop also acts as an insurance broker, registered municipal advisor, and has CPO/CTA activity on its platform. Fee schedules are varied and include percentage-of-AUM arrangements alongside hourly and fixed-fee engagements. The firm identifies itself as an active ESG investor, indicating ESG considerations are part of its investment approach.