Highrock Capital Management Inc.

RIASEC Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
1
Advisory reps
1

Firm details

Headquarters
Uniondale, New York
CRD number
340720
Fee structure
Percentage of AUM, Subscription Fees, Fixed Fees
Services
Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsMarket Timing Services

Firm profile

FINTRX

Overview

Highrock Capital Management Inc. is organized as a corporation with individual ownership. FINTRX records show the firm provides financial planning and portfolio management services targeted at individuals and small businesses, and it also produces periodicals or newsletters. The firm lists market timing services among its advisory activities. Compensation arrangements include a percentage-of-AUM fee option as well as subscription and fixed-fee structures. The profile indicates the firm is not an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • Shiying Zeng

    President, CCOCRD 6939000

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Uniondale, NY

Nassau

Location

Uniondale, NY

Headquartered in Uniondale, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
405 Rxr Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth