GALAXY INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2019
Total AUM
$324M
Discretionary
$324M
100% of AUM
Avg account
$64.8M
Accounts
5
Employees
7
Advisory reps
3

Firm details

Headquarters
UNIONDALE, New York
CRD number
281589
Registered since
March 22, 2019
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Galaxy Investment Management, LLC is an SEC-registered hedge fund manager organized as an LLC and operating primarily for institutional clients. Since registering in 2019 the firm has focused on managing pooled investment vehicles, acting as sponsor, general partner and managing member for its funds. Its fee model mixes a percentage of assets under management with performance-based compensation, which aligns economics toward outsized fund-level returns. The firm describes itself as an active ESG investor and integrates environmental, social and governance considerations into its investment selection and monitoring across both public and private exposures. Galaxy is not a capital allocator in the sense of a fund-of-funds manager; rather it runs proprietary pooled vehicles where it directly sets portfolio construction, risk limits and manager selection for any external co-investments.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • CHRISTINE SCHLICHT

    Chief Compliance OfficerCRD 5851634

  • Kenneth Partlow

    Senior Managing Director and Chief Financial OfficerCRD 7344839

Contacts

1 of 1
  • SETH LIPSAY

    Founder & MDCRD 2011192

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

UNIONDALE, NY

NASSAU

Location

UNIONDALE, NY

Headquartered in UNIONDALE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
511 Rxr Plz
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth