HIGH PLAINS INVESTMENT ADVISORS, INC.

RIASEC RegisteredEst. 2022
Total AUM
$191M
Discretionary
$191M
100% of AUM
Avg account
$461K
Accounts
415
Employees
2
Advisory reps
2

Firm details

Headquarters
LUBBOCK, Texas
CRD number
114404
Registered since
September 22, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Charitable Organizations45.4%
  • HNWI39.48%
  • Individuals15.12%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

High Plains Investment Advisors, Inc. is an independent, privately owned registered investment adviser that began SEC registration in 2022. The firm serves both individual/family clients and institutional accounts and bills clients via a mix of asset-based fees, hourly charges, and fixed fees. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and educational seminars or workshops. FINTRX classifies the firm as a non-ESG active investor and not a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Exchange Traded Equities 3%, Cash & Cash Equivalents 3%, US Government Bonds 2%92%
  • Public Funds/Mutual Funds92%
  • Exchange Traded Equities3%
  • Cash & Cash Equivalents3%
  • US Government Bonds2%

Contacts

2 of 2
  • TIMOTHY MACK

    PresidentCRD 3106624

  • BRAD PRUITT

    Vice PresidentCRD 5646938

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LUBBOCK, TX

LUBBOCK

Location

LUBBOCK, TX

Headquartered in LUBBOCK, TX, anchoring the Lubbock-Plainview-Levelland, TX metro in the South.

Metro area
Lubbock-Plainview-Levelland, TX
Region
South
County
LUBBOCK
Address
7021 Kewanee Ave
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth