HIGGINBOTHAM SECURITIES

Broker-DealerFINRA MemberEst. 2025
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
HOUSTON, Texas
CRD number
335402
Registered since
July 9, 2025

Firm profile

FINTRX

Overview

Higginbotham Securities is listed as a limited liability company that registered with the SEC in 2025. The firm’s ownership is recorded as a combination of a domestic entity and an individual. FINTRX classifies the firm as “Unclassified,” and the profile flags that it is not a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. The FINTRX entry does not include details on the firm’s advisory services, specific business activities, fee structure, or client segments, so public-facing descriptions of its target clientele and service model are not available from this dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • John Ivan

    Chief Compliance OfficerCRD 1292150

  • WARREN BARHORST

    President and CEOCRD 2570446

  • Andrew Reutter

    Chief Financial OfficerCRD 7123902

Contacts

1 of 1
  • OLGA RIP

    FinOpCRD 5440553

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
4424 W Sam Houston Pkwy N
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth