Higginbotham Securities

Broker-DealerFINRA MemberEst. 2025
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
335402
Registered since
July 9, 2025

Firm profile

FINTRX

Overview

Higginbotham Securities LLC is organized as a limited liability company and appears in regulatory records as an SEC-registered adviser in 2025. Ownership is listed as a combination of a domestic entity and an individual owner. The firm's classification in the dataset is "Unclassified," and it is not identified as a capital allocator. Available profile fields indicate a narrow regulatory footprint: Higginbotham Securities is not flagged as an active ESG investor, is not registered as a multi-state adviser, is not a pension consultant, and is not listed as a related adviser to another registered manager. The dataset also indicates the firm is not newly formed.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Warren Barhorst

    Warren Barhorst

    President and CEOCRD 2570446

  • Andrew Reutter

    Andrew Reutter

    Chief Financial OfficerCRD 7123902

  • John Ivan

    John Ivan

    Chief Compliance OfficerCRD 1292150

Contacts

1 of 1
  • Olga Rip

    FinOpCRD 5440553

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
4424 W Sam Houston Pkwy N
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth