HICOK FINANCIAL SOLUTIONS, LLC

RIASEC Registered
Total AUM
$52.5M
Discretionary
$47.8M
91% of AUM
Avg account
$972K
Accounts
54
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
339582
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI71.91%
  • Individuals19.13%
  • Pension & Profit Sharing Plans8.96%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Hicok Financial Solutions, LLC is an independent registered investment adviser operating as a limited liability company and owned by an individual. The firm serves both individual/family and institutional clients and describes itself as a capital allocator. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of outside advisers. The firm also operates as an insurance broker and bills clients via a mix of percentage-of-AUM, hourly and fixed fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%, Other 1%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents2%
  • Investment Grade Corp Bonds1%
  • Other1%

Contacts

1 of 1
  • DAVID HICOK

    FounderCRD 4051459

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth