Hickok Advisory, LLC

RIASEC Registered
Total AUM
$130K
Discretionary
$0
0% of AUM
Avg account
$130K
Accounts
1
Employees
2
Advisory reps
2

Firm details

Headquarters
Campbell, California
CRD number
333663
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Hickok Advisory, LLC is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm focuses on serving individual and family clients, offering financial planning and portfolio management services tailored to individuals and small businesses. Its fee menu includes asset-based fees, hourly charges, and fixed fees. The adviser does not identify as an active ESG investor, does not operate as a multi-state adviser, and is not positioned as a capital allocator or pension consultant. The firm lists professional relationships with accounting and law firms among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • Eric Hickok

    Eric Hickok

    Chief Compliance OfficerCRD 5249393

Contacts

1 of 1
  • Robert Trieu

    Robert Trieu

    Vice PresidentCRD 6328658

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Campbell, CA

Santa Clara

Location

Campbell, CA

Headquartered in Campbell, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Santa Clara
Address
2110 S Bascom Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth