MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

RIASEC RegisteredEst. 2018
Total AUM
$338M
Discretionary
$338M
100% of AUM
Avg account
$1.5M
Accounts
222
Employees
4
Advisory reps
2

Firm details

Headquarters
CAMPBELL, California
CRD number
118319
Registered since
August 24, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI85.61%
  • Individuals13.28%
  • Corporations / Businesses1.11%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Mine & Arao Wealth Creation And Management, LLC is an independent, SEC‑registered advisory firm organized as an LLC and registered in 2018. The firm serves both individual & family clients and institutional accounts, with an emphasis on financial planning and discretionary portfolio management for individuals and small businesses. Its fee model combines asset‑based fees and hourly charges. The firm does not act as a capital allocator, is not identified as an active ESG investor, and does not report multi‑state adviser or pension consultant status.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 27%, US Government Bonds 15%, Cash & Cash Equivalents 7%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities27%
  • US Government Bonds15%
  • Cash & Cash Equivalents7%

Contacts

2 of 2
  • BUD MINE

    OwnerCRD 4485331

  • JOHN ARAO

    PartnerCRD 4485330

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 34

Active vs passive

$147M in ETFs

Passive

100%

$147M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$41.4M71,72928.23%

Location

Primary office

CAMPBELL, CA

SANTA CLARA

Location

CAMPBELL, CA

Headquartered in CAMPBELL, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
901 Campisi Way
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth