HESEN & HASLAM

RIASEC RegisteredEst. 2017

Total AUM

$284M

Discretionary

$247M

87% of AUM

Avg account

$440K

Accounts

644

Employees

Advisory reps

Firm details

Headquarters: WOODLAND HILLS, California
CRD number: 286235
Registered since: March 28, 2017
Website: www.hhretirement.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI55.17%
Individuals31.9%
Pension & Profit Sharing Plans12.93%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Hesen & Haslam is an independent, privately held registered investment adviser organized as an LLC and registered with the SEC in 2017. The firm serves both individual and family clients as well as institutional and business accounts. Its advisory model emphasizes financial planning and discretionary portfolio management across client types, along with selection of third‑party advisers and pension consulting services. Hesen & Haslam describes itself as a capital allocator and charges fees on a mix of percentage‑of‑AUM, hourly, and fixed‑fee arrangements. The firm does not position itself as an ESG investor and is structured as a single‑owner organization. Its stated advisory activities cover planning, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting, and manager selection.