Golden K Plans and Wealth Management A Dba of Golden K Wealth Mg

RIASEC RegisteredEst. 2020

Total AUM

$179M

Discretionary

$111M

62% of AUM

Avg account

$888K

Accounts

202

Employees

Advisory reps

Firm details

Headquarters: Woodland Hills, California
CRD number: 156588
Registered since: July 15, 2020
Website: www.goldenkplans.com
Custodians: CHARLES SCHWAB & CO., INC., BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
Fee structure: Percentage of AUM
Client types: Pension & Profit Sharing Plans64.68%
HNWI27.35%
Individuals7.27%
Pooled Investment Vehicles0.71%
Other0.71%
Services: Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Golden K Plans and Wealth Management A Dba of Golden K Wealth Mg is an LLC that registered with the SEC in 2020 and is owned by an individual. The firm serves both individual/family clients and institutional clients, charging advisory fees as a percentage of assets under management. Its regulatory filings classify its business activity as sales of other financial products and list advisory services that include portfolio management for individuals and small businesses plus pension consulting. The firm is not an active ESG investor and is not registered as a multistate adviser. Filings also indicate affiliations consistent with acting as a pension consultant/sponsor and participating as a general partner or managing member of pooled investment vehicles.