GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG

RIASEC RegisteredEst. 2020

Total AUM

$179M

Discretionary

$111M

62% of AUM

Avg account

$888K

Accounts

202

Employees

Advisory reps

Firm details

Headquarters: WOODLAND HILLS, California
CRD number: 156588
Registered since: July 15, 2020
Website: www.goldenkplans.com
Custodians: CHARLES SCHWAB & CO., INC., BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC, THE VANGUARD GROUP, INC.
Fee structure: Percentage of AUM
Client types: Pension & Profit Sharing Plans64.68%
HNWI27.35%
Individuals7.27%
Other0.71%
Services: Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Golden K Plans And Wealth Management A (doing business as Golden K Wealth Mg) is a privately owned LLC registered as an investment adviser in 2020 that serves both individual/family and institutional clients. The firm charges fees based on a percentage of assets under management and provides portfolio management for individuals and small businesses in addition to pension consulting services. Its business activities include selling other financial products, and it identifies as sponsor/GP/managing member of pooled investment vehicles rather than a traditional capital allocator. The firm does not describe itself as an active ESG investor and is not a multi-state adviser.