HERON FINANCE

RIASEC RegisteredEst. 2023
Total AUM
$37.7M
Discretionary
$37.7M
100% of AUM
Avg account
$132K
Accounts
285
Employees
17
Advisory reps
2

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
327608
Registered since
September 7, 2023
Custodians
INSPIRA
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Heron Finance is a small, SEC-registered corporate RIA that provides discretionary portfolio management primarily for individuals and small businesses. The firm registered with the SEC in 2023 and charges clients on a percentage-of-AUM basis. According to its disclosures, Heron Finance is not positioned as a capital allocator and does not identify as an active ESG investor. Its ownership is described as a mix of a domestic entity and an individual, and the adviser is not classified as a multi-state or pension consultant adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

1 of 1
  • Michael Sall

    Co-Founder & CEOCRD 7786489

Contacts

1 of 1
  • Blake West

    DirectorCRD 8035368

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
2601 Mission St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth