CATTON CAPITAL PARTNERS, LLC

RIASEC RegisteredEst. 2025
Total AUM
$39.6M
Discretionary
$39.6M
100% of AUM
Avg account
$600K
Accounts
66
Employees
2
Advisory reps
2

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
339336
Registered since
December 8, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI91.81%
  • Individuals8.19%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Catton Capital Partners, LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2025. The firm targets individual and family clients and positions itself as a capital allocator and service provider for financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of third‑party advisers. Its fee model includes percentage-of-AUM billing along with hourly and fixed-fee arrangements. Catton is not an active ESG investor and is marked as a newly formed, single-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 58%, Public Funds/Mutual Funds 29%, Cash & Cash Equivalents 7%, State & Local Bonds 2%, Private Funds 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%58%
  • Exchange Traded Equities58%
  • Public Funds/Mutual Funds29%
  • Cash & Cash Equivalents7%
  • State & Local Bonds2%
  • Private Funds2%

Contacts

2 of 2
  • STEPHEN CATTON

    Wealth Management AdvisorCRD 4338273

  • William Catton

    Financial AdvisorCRD 6222031

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
555 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth